Properties
Questions about the nature and existence of properties are nearly as old as philosophy itself. Interest in properties has ebbed and flowed over the centuries, but they are now undergoing a resurgence. The last twenty five years have seen a great deal of interesting work on properties, and this entry will focus primarily on that work (thus taking up where Loux's (1972) earlier review of the literature leaves off).
When we turn to the recent literature on properties we find a confusing array of terminology, incompatible standards for evaluating theories of properties, and philosophers talking past one another. It will be easier to follow this literature if we begin by focusing on the point of introducing properties in the first place. Philosophers who argue that properties exist almost always do so because they think properties are needed to solve certain philosophical problems, and their views about the nature of properties are strongly influenced by the problems they think properties are needed to solve. So the discussion here will be organized around the tasks properties have been introduced to perform and the ways in which these tasks influence accounts of the nature of properties.
In §1 I introduce some distinctions and terminology that will be useful in subsequent discussion. The tasks properties are called on to perform are typically explanatory, and so §2 contains a brief discussion of explanation in ontology. §3 contains a discussion of traditional attempts to use properties to explain phenomena in metaphysics, epistemology, philosophy of language, and ethics. §4 focuses on the three areas where contemporary philosophers have offered the most detailed accounts based on properties: philosophy of mathematics, the semantics of natural languages, and topics in a more nebulous area that might be called naturalistic ontology. We then turn to issues about the nature of properties, including their existence conditions (§5), their identity conditions (§6), and the various sorts of properties there might be (§7). §8 provides an introductory, informal discussion of formal theories of properties. After §2 the sections, and in many cases the subsections, are relatively modular, and readers can use the detailed tables of contents and hyperlinks to locate those topics that interest them most.
- 1 Distinctions and Terminology
- 2 Philosophical Explanations: Why Think that Properties Exist?
- 3 Traditional Explanations: An Unscientific Survey
- 4 What have you done for us Lately? Recent Explanations
- 5 Existence Conditions
- 6 Identity Conditions
- 7 Kinds of Properties
- 8 Formal Theories of Properties
- Bibliography
- Other Internet Resources
- Related Entries
[More Detailed Table of Contents (to subsubsection level) ]
1 Distinctions and Terminology
1.1 Properties: Basic Ideas
Properties include the attributes or qualities or features or characteristics of things. Issues in ontology are so vexed that even those philosophers who agree that properties exist often disagree about which properties there are. This means that there are no wholly uncontroversial examples of properties, but likely candidates include the color and rest mass of the apple on my desk, as well (more controversially) as the properties of being an apple and being a desk. For generality we will also take properties to include relations like being taller than and lying between.
Universals and Particulars
A fundamental question about properties — second only in importance to the question whether there are any — is whether they are universals or particulars. To say that properties are universals is to say that the selfsame property can be instantiated by numerically distinct things. On this view it is possible for two different apples to exemplify exactly the same color, a single universal. The competing view is that properties are just as much individuals or particulars as the things that have them. No matter how similar the colors of the two apples, their colors are numerically distinct properties, the redness of the first apple and the redness of the second. Such individualized properties are variously known as ‘perfect particulars’, ‘abstract particulars’, ‘quality instances’, ‘moments’, and ‘tropes’. Tropes have various attractions and liabilities, but since they are the topic of another entry, we will construe properties (save for any, perhaps those like being identical with Socrates, that could only be exemplified by one thing) as universals.
Properties and Relations
Properties are sometimes distinguished from relations. For example, a specific shade of red or a rest mass of 3 kilograms is a property, while being smaller than or having a weight of 29.4 newtons are typically regarded as relations (both of which relate my laptop computer to the Earth). Relations generate a few special problems of their own, but for the most part properties and relations raise the same philosophical issues and, except where otherwise noted, I will use ‘property’ as a generic term to cover both monadic (one-place, nonrelational) properties and (polyadic, multi-place) relations.
Properties can be Instantiated
Properties are most naturally contrasted with particulars, i.e., with individual things. The fundamental difference between properties and individuals is that properties can be instantiated or exemplified, whereas individuals cannot. Furthermore, at least many properties are general; they can be instantiated by more than one thing.
The things that exemplify a property are called instances of it (the instances of a relation are the things, taken in the relevant order, that stand in that relation). It is a matter of controversy whether properties can exist without actually being exemplified and whether some properties can be exemplified by other properties (in the way, perhaps, that redness exemplifies the property of being a color). Some philosophers even hold that there are unexemplifiable properties, e.g., being red and not red, but even they typically believe that such properties are intimately related to other properties (here being red and not being red) that can be exemplified.
Realism, Nominalism, and Conceptualism
The deepest question about properties is whether there are any. Textbooks feature a triumvirate of answers: realism, nominalism, and conceptualism. There are many species of each view, but the rough distinctions come to this. Realists hold that there are universal properties. Nominalists deny this (though some hold that there are tropes). And conceptualists urge that words (like ‘honesty’) which might seem to refer to properties really refer to concepts. A few contemporary philosophers have defended conceptualism (cf. Cocchiarella, 1986, ch. 3), and recent empirical work on concepts bears on it. It is not a common view nowadays, however, and I will focus on realism here.
The Revival of Properties
Just a few decades ago many philosophers concurred with Quine's dismissal of properties as "creatures of darkness," but philosophers now widely invoke them without guilt or shame. For example, most current discussions of mental causation are couched in terms of the causal efficacy of mental properties, while discussions of supervenience often proceed by way of a claim that one family of properties (e.g., mental properties) is supervenient on some other family of properties (e.g., physical properties). But the resurgence of interest in properties has left us with widely varying accounts of their nature, and questions about their existence have by no means disappeared.
Properties are as Properties Do
It is possible to classify theories of properties in terms of their characterizations of the nature of properties or in terms of the jobs they introduce properties to do. The former kind of characterization is more fundamental, but since views about the nature of properties are typically motivated by accounts of the work properties are invoked to do, it will be more useful to begin with the latter. We will ask what explanatory roles properties have been introduced to fill, and we will then try to determine what something would have to be like in order to occupy those roles. This will also allow us to consider the sorts of arguments that are typically advanced for the claim that properties exist.
1.2 Talking about Properties
Philosophers do not have a settled idiom for talking about properties. Often they make do with a simple distinction between singular terms and predicates. Singular terms are words and phrases (like proper names and definite descriptions) that can occupy subject positions in sentences and that purport to denote or refer to a single thing. Examples include ‘Bill Clinton,’ ‘Chicago’, and ‘The first female Supreme Court Justice’. Predicates, by contrast, can be true of things. When we represent a sentence like ‘Quine is a philosopher’ in a standard formal language (like first-order logic) as ‘Pq’, we absorb the entire expression ‘is a philosopher’ into the predicate ‘P’ (though for some theoretical purposes it is more useful to count ‘philosopher’ or even ‘a philosopher’ as the predicate). The notion of a predicate is supplanted by the notion of a verb phrase in modern grammars, so we don't need to pursue this issue here, but we can raise our first question about property talk at this relatively atheoretical level.
Failed Substitutions
It is perfectly grammatical to say ‘Monica is honest’ or ‘Honesty is a virtue’, but your old English teacher will cringe if you say ‘Honest is a virtue’ or ‘Monica is honesty’. We must use ‘honest’ after the ‘Monica is’, and we have to use the nominalization, ‘honesty’, before ‘is a virtue’. The fact that ‘honest’ and ‘honesty’ cannot be interchanged without destroying the grammaticality of our original sentences has been thought to have various philosophical morals. Some philosophers take it to show that the two expressions cannot stand for the same thing; for example, ‘honest’ might stand for a property and ‘honesty’ might stand for a property-correlate of some sort (Frege draws roughly this moral from his discussion of ‘the concept horse’). Others take it to show that although both expressions are related to the same thing, the property honesty, they are related to by different semantic relations; for example, the nominalization denotes this property, whereas the predicate expresses it.
Frege's argument for the first sort of view is not compelling (see Parsons, 1986, for a good discussion); moreover, it would be desirable to avoid multiplying entities (e.g., property correlates) and semantic relations (e.g., expression) beyond necessity. And mere failures of substitutivity are not enough to show that they are necessary, since various syntactic features of sentences prohibit the exchange of terms that are clearly co-referential. Consider case forms of personal pronouns: ‘I’ and ‘me’ cannot be exchanged (without destroying grammaticality) in sentences like ‘I dropped the hammer, and he returned it to me’. But no one concludes that distinct objects (me and a me-correlate) or distinct semantic relations (nominative-case reference and accusative-case reference) are needed to account for this.
Predicative Expressions
The multiplicity of ways of talking about properties can be obscured when we use familiar formal languages to represent them. The constructions verb (‘lives’), verb + adverb (‘sings badly’), copula + adjective (‘is red’), copula + determiner + common noun (‘is a dog’), copula + noun phrase (‘is a Republican President), and (if Davidson's account of events is correct) even adverbs (‘slowly’) and prepositional phrases (‘in the bathroom’) all go over into the familiar ‘F’s and ‘G’s of standard logical notation. The fact that these expressions can often be handled in the same way without too much violence tells us that they have certain similarities, but there are also many differences, and some of them may turn out to be relevant to ontology.
Singular Terms
The complexities involving property words are even greater when we turn to singular terms. We can form singular terms from predicative expressions in many ways (different ways are appropriate for different predicates). To begin with, English contains a plethora of suffixes that we can append to predicative expressions (sometimes after minor surgery on the original) to form singular terms. These include ‘-hood’ (‘motherhood, ‘falsehood), ‘-ness’ (‘drunkeness’, ‘betweeness’), ‘-ity’ (‘triangularity’, ‘solubility’, ‘stupidity’), ‘-kind’ (‘mankind’), ‘-ship’ (‘friendship’, ‘brinksmanship’), ‘ing’ (‘walking’, ‘loving’), ‘ment’ (‘commitment’, ‘judgment’), ‘cy’ (‘decency’, ‘leniency’), and more.
Various philosophical terms of art serve a similar purpose. The word ‘itself’ plays this role in some translations of Plato (‘The equal itself’, ‘Justice itself’), and contemporary authors use phrases like ‘the property red’, ‘the property of being red’, and ‘the causal relation’ to much the same end. Various gerundive phrases (e.g., ‘being red’ and ‘being a red thing’) and infinitive phrases (‘to be happy’, ‘to be someone who is happy’) work in a similar way. Finally, there are many less systematic ways of talking about properties; for example, we can use a definite description that a property just happens to satisfy (‘the color of my true love's hair’, ‘John's favorite four-place relation’).
The expressions formed in these ways occupy subject positions in sentences where they seem to denote to properties. It is worth noting, however, that it is often impossible to substitute some of these expressions for related ones without destroying the grammaticality or, in some cases, without altering the truth value of the original sentence. Consider ‘wisdom’, ‘being wise’, ‘the property of being wise’, and ‘to be wise’. ‘Wisdom is a virtue’ is unexceptionable, but ‘Being wise is a virtue’ is shaky at best. On the other hand, ‘To be wise is to be virtuous’ and ‘Being wise is a good thing’ are fine, but ‘Wisdom is to be virtuous’ clearly won't do. And ‘The property of being wise is a good thing’ is grammatical, but has a different meaning from ‘Being wise is a good thing’.
The phenomenon of case shows that lack of substitutivity alone doesn't have deep ontological consequences, but it is quite possible that the sorts of phenomena noted in the previous paragraph signal important differences in ontology. Some of these differences might begin to emerge from informal probing, but we cannot expect to settle such matters without detailed, philosophically-sensitive syntactic and semantic theories that are better supported than their rivals. Such theories do not yet exist, and so here I will be fairly cavalier about "property terms," using various phrases, e.g., ‘redness’ and ‘the property of being red’ indifferently to refer to the same property. But this expedient is not meant to suggest that subtle grammatical differences won't eventually turn out to have important ontological implications.
2 Philosophical Explanations: Why Think that Properties Exist?
2.1 Explanation in Ontology
Properties are typically introduced to help explain or account for phenomena of philosophical interest. The existence of properties, we are told, would explain qualitative recurrence or help account for our ability to agree about the instances of general terms like ‘red’. In the terminologies of bygone eras, properties save the phenomena; they afford a fundamentum in re for things like the applicability of general terms. Nowadays philosophers make a similar point when they argue that some phenomenon holds because of or in virtue of this or that property, that a property is its foundation or ground for it, or that a property is the truth maker for a sentence about it. These expressions signify explanations.
When properties are introduced to help explain certain philosophically puzzling phenomena, we have a principled way to learn what properties are like: since they are invoked to play certain explanatory roles, we can ask what they would have to be like in order to play the roles they are introduced to fill. What, for example, would their existence or identity conditions need to be for them to explain the (putative) modal features of natural laws or the a priori status of mathematical truths?
The Limits of Explanation
Perhaps the deepest question in ontology is when (if ever) it is legitimate to postulate the existence of entities (like possible worlds, facts, or properties) that are not evident in experience. Some philosophers insist that it never is. Others urge that at least some entities of this sort, in particular properties, have no explanatory power and that appeals to them are vacuous or otherwise illegitimate (e.g., Quine, 1961, p. 10; Quinton 1973, p. 295).
The more heavy-handed dismissals of properties and other metaphysical creatures have often been based on faulty accounts of concept formation (which led Hume to counsel consignment of metaphysical works to the flames) or defective theories of meaning (which led many positivists to view metaphysics as a series of pseudo explanations offered to solve pseudo problems). Wittgenstein takes a more subtle approach, trying to show us that ‘our disease is one of wanting explanations’ (1991, Pt VI, 31) and striving to cure us of it. Swoyer (1999) has attempted some defense of explanation by postulation in ontology, but the issues are difficult ones that are not amenable to proof or disproof. Fortunately the present task is not to defend explanation in ontology, but it will be useful to briefly note two general views about such explanations.
Two Views of Explanation in Ontology
Metaphysics has traditionally been viewed as first philosophy, and some philosophers hold that its arguments should be demonstrative. Recently Linsky & Zalta (1995) have argued that it is possible to give a transcendental argument for the existence of properties; if this argument is successful, it is demonstrative, and they claim that its conclusion (that a wide range of properties exist) is synthetic a priori. Others (e.g., Swoyer, 1983; 1999) urge that most of the arguments advanced on behalf of properties appear anemic when judged by the demonstrative ideal, but that they look much better when viewed as inferences to the best explanations. We will not pursue this issue, however, since it is impossible to form a satisfactory view about the nature of philosophical explanations in a vacuum. An account of metaphysical explanation should instead emerge from a consideration of the more plausible metaphysical explanations, and we will focus on such explanations here.
2.2 Constraints on Explanations Employing Properties
Parochial Constraints
Philosophical explanations are usually thought to be constrained in various ways, but beyond philosophical family values like consistency, parsimony and comprehensiveness these constraints will often seem parochial to those philosophers who are not committed to them. In Medieval disputations about universals, for example, religion and theology were fundamental, and it was widely held that any account of properties should be able to explain the Trinity, the Eucharist, and the absolutely unchanging nature of God (this last requirement often led to quite tortured accounts of the relations holding between protean finite beings and God). But few philosophers in our naturalistic era would give such considerations a second thought.
More General Constraints
Some proposed constraints on metaphysical explanation depend on more general philosophical orientations. For example, Russell's Principle of Acquaintance, the injunction that we only admit items into our ontology if we are directly acquainted with them, expresses an strong empiricist sentiment. Other constraints are more directly metaphysical. For example, Aristotle upbraids Plato for separating the Forms from their instances, suggesting that this renders them incapable of explaining anything (e.g., Metaphysics,1079b11-1080a10). His point seems to be that properties could explain things about individuals only if they were located in those individuals. The sentiment is that an individual, spatio-temporal object (like my cat) which stands in some obscure relation to some entity entirely outside of space and time (say the Form of the cat) cannot explain anything about the cat itself.
Mandatory Constraints
All accounts of properties must avoid various perennial objections to them. Three criticisms of this sort were anticipated by Plato (worrying about his own doctrines) in the Parmenides.
First, it appears that a universal property can be in two completely different places (i.e., in two different instances) at the same time, but ordinary things can never be separated from themselves in this way. There are scattered individuals (like the former British Empire), but they have different spatial parts in different places. Properties, by contrast, do not seem to have spatial parts; indeed, they are sometimes said to be wholly-present in each of their instances. But how could a single thing be wholly present in widely separated locations?
This conundrum has worried some philosophers so much that they have opted for an ontology of tropes in order to avoid it, but realists have two lines of reply (both of which commit us to fairly definite views about the nature of properties). One response is that properties are not located in their instances (or anywhere else), so they are never located in two places at once. The other response is that this objection wrongly judges properties by standards that are only appropriate for individuals. Properties are a very different sort of entity, and they can exist in more than one place at the same time without needing spatial parts to do so.
Second, some properties seem to exemplify themselves. For example, if properties are abstract objects, then the property of being abstract should itself exemplify the property of being abstract. In various passages throughout his dialogues Plato appears to hold that Forms (which are often taken to be his version of properties) participate in themselves. Indeed, this claim serves as a premise in what is known as his Third-Man Argument which, he seems to think, may show that the very notion of a Form is incoherent (Parmenides, 132ff). Russell's paradox raises more serious worries about self-exemplification. It shows that any account which allows properties to exemplify themselves must be carefully formulated if it is to avoid paradox (a polite word for inconsistency).
Third, many critics have charged that properties generate vicious regresses, e.g., the one exhibited in Plato's third man argument or Bradley's regress, and any viable account of properties must have the resources to avoid them.
The disputes about plausible constraints on property-invoking explanations, together with the obvious difficulty of settling such disputes, leave the situation murkier than we would wish. We will see that the use of properties to explain phenomena in the philosophy of mathematics or naturalistic ontology or the semantics of natural languages imposes additional, tighter, constraints that make it easier to evaluate competing accounts. But constraints of the sort noted here have played a central role in many philosophical discussions of properties, and we will often fail to understand those discussions if we forget this.
2.3 The Fundamental Ontological Tradeoff
Metaphysics, like life, is full of tradeoffs, cost-benefit analyses, the attempt to simultaneously satisfy competing constraints. In ontology we must frequently weigh tradeoffs between various desiderata, e.g., between simplicity and comprehensiveness, and even between different kinds of simplicity. But one tradeoff is so pervasive that it deserves a name, and I will call it the fundamental ontological tradeoff. The fundamental ontological tradeoff reflects the perennial tension between explanatory power and epistemic risk, between a rich, lavish ontology that promises to explain a great deal and a more modest ontology that promises epistemological security. The more machinery we postulate, the more we might hope to explain — but the harder it is to believe in the existence of all the machinery.
The dialectic between a realism with chutzpah and a diffident empiricism runs all through philosophy, from ethics to philosophy of science to philosophy of mathematics to metaphysics. Excessive versions of each view are usually unappealing. Extreme realists ask us to believe in things many philosophers find it difficult to believe in; extreme empiricists wind up unable to explain much of anything. But the dialectic between power and risk remains even when we move in from the extremes. It often manifests itself in a yearning for parsimony, a desire for as few entities as we can scrimp by with. Such longings may seem prudish or stuffy or a bit too metaphysically correct. Often the desire is not to achieve parsimony for its own sake, however, but to find an ontology that is modest enough to provide a measure of epistemological security. Choices needn't be all or none, and a principled middle ground is always worth striving for. But no matter where a philosopher tries to stake her claim, the fundamental ontological tradeoff can rarely be avoided and we will encounter it frequently in what follows.
3 Traditional Explanations: An Unscientific Survey
Properties have been invoked to explain a very wide range of phenomena. The things to be explained (explananda; singular explanandum) are a mixed bag, and the explanations vary greatly in plausibility. To fix ideas, we will note several of the most common explanations philosophers have asked properties to provide (for a longer list see Swoyer, 1999, §3).
3.1 Resemblance and Recurrence
There are objective similarities or groupings in the world. Some things are alike in certain ways. They have the same color or shape or size; they are protons or lemons or central processing units. A puzzle, sometimes called the problem of the One over the Many, asks for an account of this. Possession of a common property (e.g., a given shade of yellow) or a common constellation of properties (e.g., those essential to lemons) has often been cited to explain such resemblance. Similarly, different groups of things, e.g., Bill and Hillary, George and Barbara, can be related in similar ways, and the postulation of a relation (here being married to) that each pair jointly instantiates is often cited to explain this similarity. Finally, having different properties, e.g., different colors, is often said to explain qualitative differences. A desire to explain qualitative similarity and qualitative difference has been a traditional motivation for realism with respect to universals, and it continues to motivate many realists today (e.g., Armstrong, 1984, p 250; Butchvarov, 1966; Aaron, 1967, ch. 9).
3.2 Recognition of New and Novel Instances
Many organisms easily recognize and classify newly encountered objects as yellow or round or lemons or rocks, they can recognize that one new thing is larger than a second, and so on. Some philosophers have urged that this ability is based partly on the fact that the novel instances have a property that the organism has encountered before — the old and new cases share a common property — and that the creature is somehow attuned to recognize it.
3.3 Meaning
Our ability to use general terms (like ‘yellow, ‘lemon’, ‘heavier than’, ‘between’) provides a linguistic counterpart to the epistemological phenomenon of recognition and to the metaphysical problem of the One over the Many. Most general terms apply to some things but not to others, and in many cases competent speakers have little trouble knowing when they apply and when they do not. Philosophers have often argued that possession of a common property (like redness), together with certain linguistic conventions, explains why general terms apply to the things that they do. For example Plato noted that ‘we are in the habit of postulating one unique Form for each plurality of objects to which we apply a common name’ (Republic, 596A; see also Phaedo 78e, Timaeus, 52a, Parmenides, 13; Russell, Problems of Philosophy, p. 93). Questions about the meanings (now often known as the ‘semantic values’) of singular terms like ‘honesty’ and ‘hunger’ and ‘being in love’ may be even more pressing, since the chief task of such terms seems to be to refer to things. But what could a word like ‘honesty’ refer to? If there are properties, it could refer to the property honesty.
3.4 Unification and Triangulation
In a brilliant paper on Plato's theory of Forms (which, as noted above, are often taken to be his version of properties), the classicist H. F. Cherniss (1936) argues that Plato intended his theory to solve three fundamental philosophical problems. By the end of the fifth century B.C. the arguments and conundrums of philosophers had cast doubt on several things that Plato thought were obviously true. In ethics Protagorean relativism threatened the view that ethical principles could be objective; in the clamor of individual disagreements, clashes between cultures, and the failure of philosophical inquiry to locate any firm ground, the challenge was to explain how ethical objectivity was possible. When Plato turned to epistemology, various considerations convinced him that there was an important difference between knowledge (episteme) and belief (doxa), even between knowledge and true belief (right opinion). But how could we explain that? Finally, in metaphysics it seemed clear that things change in various ways, but the arguments of Parmenides made even this seem mysterious.
Plato drew on his Forms to explain how these three phenomena were possible. On his view, the Forms exist pure and unadulterated by human thought, and some Forms, most prominently the Good, offer objective standards for values like goodness and justice. In epistemology Plato attempted to explain the difference between knowledge and belief by arguing that Forms are the objects of the former but not the latter (e.g., Timaeus, 51d3ff). In metaphysics Plato argued that change is only possible against a background of things that do not change, and he urged that the Forms provided this (Cratylus, 439d3ff). Finally, although Cherniss doesn't mention it, Plato's theory of Forms helped explain the semantics of general terms (as suggested in Republic, 596A).
This isn't to say that all, or indeed any, of Plato's explanations were successful. But it is worth noting that many philosophers still invoke properties to account for the sorts of things Plato struggled to explain. Early in this century G. E. Moore offered an alternative to ethical naturalism by claiming that goodness is a simple, non-natural property. Few contemporary philosophers would accept Moore's anti-naturalism or his account of non-natural properties, but many would defend ethical naturalism by arguing that moral properties supervene on naturalistically respectable properties.
Virtually no philosophers accept Plato's account of the difference between knowledge and belief, but many still hold that properties have an important role to play in explaining epistemological phenomena. For example, Russell (1912, ch. 10) argued that the only way to explain the possibility of a priori knowledge is to regard it as knowledge of relations among universals . Most philosophers today would question this, but many of them would agree that properties have an important role to play in explaining such epistemological phenomena as our ability to recognize and categorize things in the world around us.
Few contemporary philosophers would endorse Plato's claims about the need for some permanent backdrop for flux, but properties can still be cited to explain change. If my pet chameleon was brown all over yesterday and is green all over today, then the brute existence of the creature isn't enough to explain the change; after all, he persisted throughout. But, some philosophers urge, we can explain the alteration by noting that the chameleon exemplified the property brownness yesterday but he exemplifies the property greenness today.
Finally, many philosophers would concur that Plato's account of the meanings of general terms was on the right track, though as we shall see in §4.2, current accounts of meaning have moved far beyond Plato's in their detail and formal sophistication.
Explanation by Unification
This brief survey of putative explanations that rely on properties isn't meant to be detailed or exhaustive; the point is simply to illustrate how a range of accounts employ properties in an effort to explain philosophically puzzling phenomena. Just as importantly, Plato's account suggests an attractive model for philosophical explanation. A general pattern of explanation by unification, integration or systematization is at work in his attempt to solve three, superficially disparate, problems using the same resources. He attempts to show that at a fundamental level the three phenomena are related, linked by the Forms and the principles than govern them. This unification has explanatory value, since it allows us to see a single pattern or entity at work in a range of superficially diverse cases. At all events, this is one explanatory virtue in the natural sciences, clearly at work in the work of Newton and Maxwell and Darwin, and it is also a pattern we find in Plato's account.
An account that employs properties to do multiple tasks has two further virtues. First, insofar as each of the explanations is plausible, it serves as part of a cumulative case for the existence of properties. Second, if properties can perform multiple tasks, they must simultaneously satisfy multiple constraints, and so different sorts of data can be used to test a theory of properties. The hope is that by considering several tasks of this sort we could begin to triangulate in on the nature of properties; we could begin to see what features properties would need to have in order to play each of the different explanatory roles. It may turn out, of course, that entities well-suited to one explanatory role will be ill-suited to another. For example, we will see below that the existence and identity conditions of entities used to account for causation may be rather different from those needed by entities that could serve as the meanings of intentional idioms (like ‘is thinking of Vienna’). This might lead us to postulate the existence of several kinds of properties; alternatively, it might lead us to conclude that properties cannot do all of the things philosophers has hoped that they could. Either way, as fragmentation increases, cumulative support and triangulation on the nature of properties will slip away.
4 What have you done for us lately? Recent Explanations
Properties alone cannot explain much of anything. A theory of properties — an account that tells us what properties are like and how they do what they are invoked to do — is required for that. A number of theories of properties have been developed over the last quarter century, and many of them possess much more depth, sophistication, and formal detail than the no-frills accounts alluded to in the previous section. I will focus on explanations in three areas where properties are often invoked today: philosophy of mathematics, semantics (the theory of meaning), and naturalistic ontology. These areas are also useful to consider, because if properties can explain things of interest to philosophers who don't specialize in metaphysics, things like mathematical truth or the nature of natural laws, then properties will seem more interesting. Unlike the substantial forms derided by early modern philosophers as dormitive virtues, properties will pay their way by doing interesting and important work.
My aim is to indicate the general lay of the land and point the way to more detailed discussions that interested readers can follow up. In each of the three cases I will indicate:
- What is to be explained. As with most things in philosophy, there is often some controversy over which things in a given area stand in need of philosophical explanation. In some cases a few philosophers question the very existence of the things that other philosophers think require explanation; for example, able philosophers have denied that there are such things as mathematical truth (e.g., Field, 1980) or laws of nature (e.g., van Fraassen, 1989). And even those philosophers who think that we need to explain certain things, e.g., various features of mathematical truth, may disagree about precisely what those features are. In the three areas examined in this section, however, there is a reasonable degree of consensus about which things stand in need of explanation, and I will focus on these.
- How properties explain. In some cases different philosophers use properties in different ways to explain the same phenomenon. I will focus on the simpler, more common approaches. We will also see that in most cases a theory of properties only explains things when it is conjoined with various background assumptions or auxiliary hypotheses.
- Beating the competition. Arguments that properties exist because they explain some particular phenomenon (like qualitative recurrence or mathematical truth) are weak if other sorts of entities can account for it just as well. Arguments that alternative accounts don't work, especially when they involve alternative putative entities (like sets or tropes), are typically based on the claim that these entities lack the requisite features to account for the explanandum. I will also note a few cases where proponents of one account of properties argue against proponents of a rival account, since these arguments typically involve disputes over the nature of properties.
- Difficulties. Almost all explanations that employ properties face difficulties, and I will briefly indicate the most serious of these.
- Lessons the explanations teach us about properties. Properties often must have certain features in order to provide certain explanations. So once we have examined a given explanation, we will ask what properties would have to be like in order to provide it. In particular, we will ask what lessons are to be learned about the existence and identity conditions of properties, their structure (if any), and their modal and epistemic status.
4.1 Mathematics
Philosophers of mathematics have focused much (arguably too much) of their attention on number theory (arithmetic). Number theory is just the theory of the natural numbers, 0, 1, 2, ..., and the familiar operations (like addition and multiplication) on them. Many sentences of arithmetic, e.g., ‘7 + 5 = 12’ certainly seem to be true, but such truths present various philosophical puzzles and philosophers have tried to explain how they could have the features they seem to have.
Explananda in Philosophy of Mathematics
Most wish lists include hopes for explanations of at least five (putative) facts; philosophers want to know:
- How the sentences of arithmetic can have truth values (how they can be true or false)
- How the sentences of arithmetic can be objectively true (or false), independently of human language and thought
- What the logical forms of the sentences of arithmetic are
- How the sentences of arithmetic can be necessarily true (or necessarily false)
- How the truth values of sentences of arithmetic can be known independently of experience (a priori), save for a modicum of experience needed to acquire mathematical concepts
Sample Explanations
Identificationism
Most attempts to use properties to explain the items on this list are versions of identificationism, the reductionist strategy that identifies numbers with things that initially seem to be different. This approach is familiar from the original versions of identificationism where numbers were identified with sets, but it is straightforward to adapt this earlier work to identify numbers with properties rather than with sets.
Properties vs. Sets
Sets are often contrasted with properties, and before proceeding it is important to note a fundamental difference between the two. If x and y are sets and have exactly the same members, then x and y are one and the same set. When x and y have precisely the same members they are said to have the same extension, and sets are often called extensional entities. Just as sets can have members, properties can have instances, things that exemplify or instantiate them, and this relation of exemplification is to properties what the membership relation is to sets.
The identity conditions of properties are a matter of dispute. Everyone who believes there are properties at all, however, agrees that numerically distinct properties can have exactly the same instances without being identical. Even if it turns out that exactly the same things exemplify a given shade of green and circularity, these two properties are still distinct. For this reason properties are often said to be intensional entities, although people often concur with this because they agree about what properties' identity conditions are not (they aren't extensional), rather than because they agree about what their identity conditions are.
The ABCs of identificationism
If we have a rich enough theory of properties, it is possible to retrace the steps of earlier versions of identificationism using properties in place of sets. The property theorist can formulate axioms for property theory that parallel the axioms of standard set theories (save for replacing the axiom of extensionality with some other identity condition, perhaps omitting the axiom of foundations, and making other minor emendations to adapt the ideas better to properties; e.g., Jubien, 1989; cf. Bealer, 1982, Ch. 6; Pollard and Martin, 1986).
There are infinitely many natural numbers (the collection of natural numbers in fact has the smallest size an infinite collection can have), so the first step in identificationist programs is to find (or postulate, or imagine) an infinite realm of properties. The next step is to identify one denizen of this realm with the number zero and to identify some operation on this realm of entities with the successor function. The key here is that successive iterations of the function yield a new and different entity every time it's applied.
There are two major species of identificationism. The first views the reducing theory (of sets, or of properties) as a branch of logic; the second views it as a substantive theory (of sets, or of properties) that makes commitments over and above those made by logic. There are important differences between the two approaches, but given the very strong nature of the logic required for logicist identificationism, the differences do not matter greatly here so I will treat both approaches together. (For a discussion of the differences, see Section 1 ("Logicist Identificationism") of the supplementary document Uses of Properties in the Philosophy of Mathematics.)
Identificationist accounts treat ‘1’ and ‘2’ as singular terms that refer to properties (those properties that are identified as the numbers 1 and 2), and they treat predicates and function symbols as denoting relations and functions. Thus, since the semantics values of ‘1’ and ‘2’ are in the extension of the relation expressed by the predicate ‘<’, the sentence ‘1 < 2’ is true and, indeed, it has the simple logical form of a predication of a two-place predicate, ‘<’, with two singular terms, ‘1’ and ‘2’, i.e., it has the simple logical form Rxy. We apply this idea to all atomic sentences in the language of arithmetic and then extend the account to all sentences in this language by the usual recursive treatments of the logical constants.
This explains how sentences of arithmetic can be objectively true (wishes 1 and 2): they are true because they describe an objective realm of mind-independent properties. And since the language we use has a straightforward referential semantics, it also supplies a very natural and straightforward account of the logical forms of the sentences of number theory (wish 3). Finally, if the properties identified with numbers are ones that exist necessarily, and if they necessarily stand in the arithmetical relations that they do, the truths of arithmetic will be necessarily true (wish 4). But taken alone property-based identificationism does not explain mathematical knowledge (wish 5; we will return to this matter below).
Some recent accounts identify numbers with properties that seem less other-worldly than those invoked by mainstream identificationists. For example, Bigelow and Pargetter (1990) argue that rational numbers are higher-order relations — ratios — among certain kinds of first-order relations. The leading idea is that if Bill is twice as tall as Sam, then Bill stands in the relation twice as tall to Sam. This relation in turn stands in the (second-order) ratio relation of 2:1 to the identity relation among objects. Such higher-order ratio relations are isomorphic to the rational numbers, and Bigelow and Pargetter go on to identify them with the rational numbers. Thus, the second-order relation 5:1 turns out to be the number five. It isn't clear how to extend the ideas to large infinite cardinals or to ordinal numbers, but they propose extending the idea to second-order relations of proportion, and identifying the reals with such proportions.
Other Property-based accounts in the Philosophy of Mathematics
There are also several non-identificationist accounts of mathematical truth that make use of properties.
Structuralism
The most important features, perhaps the only features, of the natural numbers are structural ones. These are the features that axiomatizations capture (zero is the first member of a countably infinite sequence, each member of the sequence has exactly one member that follows it, etc.). Such sequences are said to be omega-sequences. Structuralists (often inspired by Benacerraf, 1965) take this idea to heart and argue that any omega-sequence can play the role of the natural numbers (cf. Resnik, 1995). They claim that it's the structure that such sequences have in common, rather than the particular entities that happen to populate them, that are important for mathematics. And one way to develop this idea is to think of an omega-sequence as a very complex, relational property that could be instantiated by actual sequences of objects of the appropriate sort.
Structuralist accounts avoid one of the problems noted below (that of isomorphic models) which besets all versions of identificationism. They may also make the epistemology of mathematics slightly less puzzling, since many structural or pattern-like properties can be instantiated in the things we perceive (we perceive such a property when we recognize a melody played in different keys, for example). But they cannot deliver explanations of the truth conditions and logical forms of arithmetical sentences that are as straightforward as those provided by identificationist accounts since they don't offer us any objects to serve as the referents of the numerals.
Abstract individuals and situations
Linsky and Zalta (1995) develop a novel account of mathematical truth using Zalta's (1983) theory of abstract objects. (The account is developed in much more detail in Zalta (2000) and (1999).) It is relevant here because it is developed along side a formal account of properties that rivals Bealer's in scope and detail. Abstract objects are correlated with collections of properties (which needn't be either maximal or consistent), situations are defined as a special sort of abstract object, and mathematical theories are identified with situations that encode only propositional properties. The account is too detailed to present here, but we will discuss Zalta's basic ideas below when we turn to the identity conditions of properties.
Beating the Competition
The most obvious competitors to property-based accounts of mathematical truth identify numbers with sets, and as long as we focus solely on mathematics, sets may seem more appealing. After all, sets do have clearer identity conditions than properties. Moreover, the iterative conception of sets, a picture according to which they form a natural hierarchy, fits nicely with our picture of the structure of natural numbers, whereas an iterative conception of properties is less natural. Finally, set theory provides a powerful unifying framework in which all sorts of mathematical entities, like functions and spaces, can be reconstructed (or at least represented) in a common idiom and dealt with by a common stock of techniques (like proofs by mathematical induction).
The most compelling defense of the use of properties in the philosophy of mathematics urges that when we step back and consider the big picture we see that a rich enough stock of properties can do all the work of sets (and numbers — or that we can use them to define sets or numbers) and that properties can do further things that sets simply cannot. For example, it has been argued that properties can be used to give accounts of the semantics of English or explain the nature of natural laws. The appeal of sets, in short, results from a metaphysical myopia, but once we adopt a larger view of things we find that properties provide the best global, overall explanation.
Difficulties
The gravest threats to identificationism are posed by what might be called the Benacerraf problems. Authors who defend such accounts are aware of these difficulties and have proposed various responses to them, but the problems are serious and no solutions are generally accepted.
The Problem of Isomorphic Identifications
As Benacerraf (1965) noted, if there is one way to identify the natural numbers with sets, there are countless ways, e.g., Frege's, Zermelo's, von Neumann's, etc. (For a brief discussion of this, see Section 2 ("Set-theoretic Identificationism") of the supplementary document Uses of Properties in the Philosophy of Mathematics.) Some accounts are better for certain purposes than others. But no account is best for all purposes, and if one was, no one has ever explained how it would follow that it was the true story about numbers.
There is a similar arbitrariness in any particular identification of numbers with properties (as the fact that different property theorists identify numbers with different properties shows). The point is most obvious with those theories that treat properties as intensional analogues of sets, since it is well-known that numbers can be identified with sets in myriad ways. But it will be a problem for any identificatory program, since there will be many isomorphic models of number theory in the realm of properties (if it is commodious enough to provide any models at all). And there is no reason for thinking that any particular model gives The One True Story about what the numbers actually are.
This difficulty also threatens less formal property-based accounts. For example, there is some arbitrariness in Bigelow and Pargetter's identifications, since we can find many different models of the theory of rational numbers among the realm of ratio relations (e.g., we could identify n/m with the relation n:m or with the relation m:n), and there is no clear reason to suppose that one identification is the right one.
The Problem of Epistemic Access
The second problem, suggested by Benacerraf (1973) a few years later, is that most versions of identificationism propose to identify numbers with putative objects that lie outside the spatio-temporal, causal order. The problem is that we are physical organisms living in a spatio-temporal world who cannot interact causally (or in any other discernible way) with abstract, causally inert things. Few people are aware of having any special cognitive faculty that puts them in touch with a timeless realm of abstract objects, neuroscientists have never found any system in the brain that subserves such a capacity, such a story is not suggested by what is known about the ways in which children acquire numerical concepts, and nothing in physics remotely suggests any way in which a physical system (the brain) can make any sort of contact with causally inert, non-physical objects. None of this proves that we don't have some sort of access to an abstract realm of objects, but the claim that we do leaves the epistemology of mathematics a mystery and, more importantly, there seems to be little positive reason to suppose that it's true.
A few philosophers, e.g., Linsky & Zalta (1995) have taken the problem of epistemic access seriously, and proposed solutions that do not involve mysterious cognitive faculties. Philosophers remain divided on this issue, but it is safe to say that if the problem of epistemic access cannot be overcome, it in turn undermines identificationist attempts to use properties to explain arithmetic truth. If we cannot gain epistemic access to the realm of numbers, then there is no clear way for us to establish connections between the items of our language (e.g., ‘one’) and the numbers they denote. We can't, for example, say that zero is the first number until we manage to attach the word ‘number’ to the realm of numbers. It might seem that we could avoid this difficulty by using purely structural descriptions, ones employing only logical vocabulary, for the task. If such descriptions were couched in a sufficiently powerful language they could be used to characterize the natural numbers up to isomorphism. Such a characterization is all we could ask of any formalization, but it isn't enough to pick out the natural numbers themselves, since if there is one model of a purely structural sentence incorporating such a description, there will be many. For example, such a sentence will have models in the domains of the positive real numbers, the negative real numbers, many fragments of the iterative hierarchy of sets, and so on.
Once again we face the fundamental ontological tradeoff: A richer ontology offers to explain many things that might otherwise be mysterious. But in the view of many philosophers, it engenders epistemological mysteries of its own.
Excursus: Other Reductions
Identificationists sometimes speak of reducing numbers to properties. Similarly, one might hope to reduce other things, e.g., possible worlds, to properties (e.g., Zalta, 1983, §4.2; Forrest, 1986). The aim is to show that they such things are nothing over and above very complicated properties.
Bundle Theories
One of the most interesting reductionist programs attempts to reduce individuals or particulars to collections of properties. Such programs are often called bundle theories, since they identify ordinary individuals with bundles of properties. Russell (1948, Pt. IV, ch. 8) developed one account of this sort in which individuals were treated as properties linked together by a relation he called compresence. The evaluation of such accounts would require an excursus into the ontology of individuals where issues like the problem of individuation, the identity of indiscernibles, and identity through time loom large. Such matters lie outside the scope of our present discussion, though it is worth noting that they involve a purer version of ontology than theories of properties; they have relatively few implications outside of ontology itself.
Lessons About Properties
What do property-based versions of identificationism tell us about the nature of properties? We can read off minimum requirements from the fact that in this domain sets can do most of the work that properties are invoked to do.
Existence Conditions: We require an infinite realm containing at least aleph-null (the smallest infinite cardinal number) many properties. Depending on our aspirations, we may need many more. For example, if we want to work with huge transfinite cardinal numbers, we will need a very large infinity of properties.Identity Conditions: Formalized mathematics is one of the few domains where extensionality reigns, and the fact that sets can be used as surrogates of the natural numbers tells us that entities with very coarse-grained identity conditions can do at least most of the work of numbers.
Structure: The realm of properties has to include enough relations among properties to give it the structure of an omega-sequence. And if we want to identify others sorts of numbers, e.g., the real, or complex, or transfinite ordinal numbers, with properties, we will require many additional properties as well as further relations to structure them in the right sorts of ways.
Modal Status: If the truths or arithmetic are necessarily true, then we need a realm of necessarily existing properties that necessarily stand in the (mathematically relevant) relations that they do.
Epistemic Status: If the truths of arithmetic can be known a priori, then the arithmetic features of those properties that play the role of numbers must be knowable a priori.
4.2 Semantics and Logical Form
Language and logic have long been an important source of data for ontologists. Many philosophers have contented themselves with fairly informal appeals to various features of language to support their claim that properties exist, but in the last two decades some philosophers (along with a few linguists and even computer scientists) have employed properties as parts of detailed accounts of the semantics (meaning) of large fragments of natural languages like English or Choctaw, and some of these accounts contain the most detailed formal theories of properties ever devised. Some property theorists are motivated almost exclusively by a desire to give a semantic account of natural language (e.g., Chierchia and Turner, 1988), others hold that this is but one of several motivations for developing an account of properties (e.g., Bealer, 1982; Zalta, 1993), but it should be noted that still others (e.g., Jubien, 1989; Armstrong, 1997; cf. Mellor, 1986, pp. 180ff) doubt that properties have any serious role to play in semantics at all.
Explananda in Semantics
Logical form
Semantic accounts often go hand in hand with theories of logical form. Logical form is a technical notion motivated by the observation that sentences with a similar surface structure may exhibit quite different logical behavior. For example, ‘John is tall and Tom is tall’ entails ‘Tom is tall’, but ‘You show me someone who dislikes John and I'll show you a real misanthrope’ does not entail ‘I'll show you a real misanthrope’. Furthermore, sentences that appear different on the surface may exhibit similar logical behavior. For example, ‘You show me someone who dislikes John and I'll show you a real misanthrope’ and ‘If you show me someone who dislikes John, then I'll show you a real misanthrope’ evince similar logical behavior.
Such facts led various philosophers to introduce a theoretical notion of logical form and to use it to provide theoretical redescriptions of sentences in terms of their logical form in a way that allows us to explain their logical features (e.g., why they are consistent with some sentences but not with others or why they entail the sentences they do). Although philosophers differ in how systematic they are in developing such accounts, most arguments to the effect that properties are needed to explain linguistic phenomena are linked to some conception of logical form.
Sample Explanations
Informal appeals to language and logic
We will begin with four linguistic phenomena that might be explained by a relatively informal and somewhat piecemeal account of properties.
- General terms like ‘blue’ and ‘honest’ can apply to a variety of things, they apply to the things that they do partly because of their meanings, and in some cases where two predicates in fact apply to exactly the same things, they could have applied to different things.
- Abstract singular terms like ‘courage’ can occupy subject position in true sentences (‘Courage is a virtue’), they seem to be referring singular terms, and many of sentences of this sort (e.g., ‘Courage is Tom's favorite virtue’) cannot be paraphrased in a way that eliminates the abstract singular term.
- We can use pronouns (which certainly seem to be referring expressions) that are anaphorically linked back to predicates (‘Clinton is undisciplined, and that is a bad quality in a president’) or to terms in subject position like gerunds (‘Being undisciplined is deplorable, and it also endangers others’).
- Many sentences of English appear to quantify over the semantics values of predicates (‘Clinton is tenacious, so there is at least one virtue that he has’) or abstract singular terms (‘Lethargy is a symptom of mononucleosis, so there is at least one symptom of that malady’). And although some of these sentences can perhaps be paraphrased or reconstrued in ways that dispel the appearance of quantification, many have resisted years of such attempts. For example, ‘There are some properties that will never be named’ cannot be interpreted as an ontologically harmless substitutional quantification. We can also count the things predicates or abstract singular terms stand for (e.g., ‘There are exactly two symptoms that mononucleosis and Barr-Epstein syndrome have in common’) and abstract singular terms can flank the identity predicate (e.g., ‘I believe in the unity of virtue: courage and temperance are the same thing’).
As long as we lack a precise mathematical characterization of English, it isn't possible to prove that certain idioms cannot be paraphrased away. But the use of abstract singular terms is so common and the failures of attempts to paraphrase them away are so clearcut that there is no reason to think that they could be eliminated from English without eviscerating it.
A relatively unsophisticated account of properties can be mobilized to explain the four phenomena listed above in a way that allows us to use a relatively straightforward referential semantics with objectual quantifiers. Such accounts explain the meanings of general terms (item 1) like ‘honest’ by claiming that they denote (or express) properties (like honesty), that a sentence like ‘Tom is honest’ has the logical form of a simple, subject-predicate sentence, and that it is true just in case the individual denoted by ‘Tom’ is in the extension of the property denoted (or expressed) by the predicate ‘honest’, which requires that there be a property expressed by this predicate (a slightly more formal account is given below; see Hochberg, 1968, for a good discussion of related issues).
In a similar spirit, some philosophers argue that abstract singular terms like ‘honesty’ (item 2) denote the property that the associated predicate (‘honest’) denotes or expresses, that sentences like ‘Honesty is a virtue’ have the simple logical form of a subject-predicate sentence, and that the sentence is true exactly when the word ‘honesty’ denotes a property that is in the extension of the property denoted by the verb phrase ‘is a virtue’.
Once we take these steps, it is also straightforward to explain the remaining items on our list. For example the validity of the argument: ‘Clinton is self-indulgent; therefore, there is at least one vice that Clinton has’ can be explained as follows: The logical form of the premise is that a simple subject-predicate sentence and the logical from of the conclusion is that of an existential quantification with a standard objectual quantifier. If the first sentence is true, then ‘self-indulgent’ expresses a property, and this property satisfies the open sentence ‘Clinton is X’. Hence, just as in standard first-order logic, the existential quantification is true. Similar maneuvers allows us to explain the remaining items on this list: if properties are genuine things, then we can count them and we can use different expressions to stand for the same property.
These explanations rely on little more than the following three claims. First, there is a rich enough stock of properties to provide a semantic value (meaning) for every predicate and abstract singular term of English (or better, for all of those that could have such semantic values without leading to paradox). Second, sentences like ‘Courage is a virtue’ and ‘John is courageous’ are simple subject-predicate sentences. Third, such sentences are true just in case the thing denoted by the subject is in the extension of the property denoted (or expressed) by the predicate.
These simple assumptions account for the phenomena on our list in a much better way than their more prominent rivals can. Some philosophers, for example, hold that predicates have a multiple denotation (multiply denoting all of the things to which they apply). Others hold that the semantic values of predicates are sets (the sets of things to which they apply). But these accounts cannot explain the fact that many pairs of predicates that in fact have the same extension (and hence the same multiple denotation‘) could have applied to different groups of things and that their meanings are precisely what allow them to do so. Even more seriously, these two rivals have no plausible account at all of the last three items on the list.
More formal accounts of language and logic
If the goal is simply to argue that there are properties because there is no other way to explain several obvious linguistic and logical phenomena (which is all many philosophers have aspired to show), then the simple accounts sketched above make a plausible (though certainly not unassailable) start. Some philosophers have set their sights higher, however, wanting to provide a rigorous and systematic account of the semantics of a large fragment of English. They try to work the above ideas out in a more detailed way and to extend them to deal with more complex phenomena, including the following:
- Various English constructions are quite naturally interpreted as complex predicates: ‘Tom is a boring but honest brother of Sam’ is straightforwardly construed as a containing a compound predicate, ‘is a boring but honest brother of Sam’ that is predicated of the noun ‘Tom’ (and that could be predicated of other nouns too, e.g., ‘Wilbur’). Other constructions are very naturally interpreted as complex singular terms (as in ‘Being a boring but honest brother of Sam is no bed of roses’). Furthermore, these complex expressions are related to simpler expressions in systematic ways. For example, ‘Tom is a boring but not dishonest brother of Sam’ should entail ‘Tom is not dishonest’.
- English is full of intensional idioms like ‘necessarily’, ‘believes’ and ‘imagines’ that cannot be handled by any extensional semantics.
The simple, informal claim that there are properties cannot explain such phenomena in a systematic way, especially when they are combined (as in ‘Tom believes that it is necessarily the case that being a seventh son is more like being a sixth son than like being a fifth son’).
In recent years a number of philosophers (e.g., Bealer, 1982, 1994; Zalta, 1983, 1988; Chierchia & Turner, 1988; Menzel, 1993) have developed intricate accounts that include formal logics whose semantics provide systematic ways of forming "compound" properties (e.g., loving Darla) to serve as semantic values of complex predicates (‘loves Darla’) or complex singular terms (‘loving Darla). The details of such accounts are too complex to pursue here (although a generic account of some of the central ideas will be sketched in §8). It should be noted, however, that most philosophers who aspire to a semantic account of large intensional fragments of English introduce propositions, which they treat as zero-place properties.
The proper treatment of intentional idioms like ‘believes that’ also require properties that are very finely individuated, probably as finely individuated as the linguistic expressions that denote or express them. For example Tom's grasp of logic may be so tenuous that he believes of Ortcutt that he is a spy and an auditor for the IRS but doubts that he is an auditor for the IRS and a spy. This is sometimes taken to suggest that being a spy and an auditor for the IRS is distinct from the (necessarily coextensive) property being an auditor for the IRS and a spy. To be sure, few people are guilty of such blatant lapses, but we can certainly make mistakes when necessarily coextensive properties are described in more complicated ways (such errors are routine in mathematics and logic).
On the plausible (though not inevitable) assumption that the structure of many of our thoughts is similar to the structure of the sentences we use to describe the contents of those thoughts (‘Sam thinks Tom is boring but not dishonest’), we might also hope to use properties in an account of mental content that would in many ways parallel an account of the semantics of the more intensional fragments of English.
Beating the Competition
Accounts that treat the semantic values of predicates as sets can handle a certain amount of English if we are willing to twist ("regiment") it into a rather complex, even tortured logical form. But little is gained by this, since such approaches cannot accommodate such simple intensional phenomena as the fact that two predicates might just happen to apply to exactly the same things even though they could have applied to different things. And extensional accounts do even worse with complex nominalizations or more complicated intensional idioms like ‘believes that’. Sets (of ordinary things) are simply too coarse-grained to make the fine distinctions semantic theories require.
Intensions
The only serious alternative to the use of properties in formal semantics treats the semantic values of noun phrases and verb phrases as intensions. Intensions are functions that assign a set to the expression at each possible world (or related set-theoretic devices that encode the same information). On such accounts, for example, the semantic value of ‘red’ is the function that maps each possible world to the set of things in that world that are red. Montague (1974) and linguists and philosophers inspired by his work have devised systems inspired by this idea that have great elegance and power. Nevertheless, properties are more natural and better suited to handle many linguistic constructions than intensions are.
Properties are more natural, because we learn the meanings of many predicates by ostension, and we group objects together when they share properties that seem salient or important. I recognize the sound of an oboe or the taste of rhubarb; these are very direct and simple experiences that seem completely unrelated to functions from huge infinite sets of possible worlds to objects therein. If we learn to recognize certain properties and categorize objects in terms of such properties, this is relatively easy to understand. But if the semantic values of predicates are intensions, meanings are now incredibly complicated set-theoretic objects that require a huge ontology of possible worlds and, often, merely possible individuals.
Properties are more useful in semantics than intensions because intensions are still too coarse-grained to explain many semantic phenomena involving intensional idioms. For example, semantic accounts that employ intensions would most naturally treat ‘lasted a fortnight’ and ‘lasted two weeks’ as having the same meaning (since they have the same intension), which makes it difficult for such accounts to explain how ‘Tom believes the battle lasted two weeks, but does not believe that it lasted a fortnight’ could be true. Various stratagems are available to deal with problematic cases like this, but they are much less natural and involve a much more dubious ontology (all those sets and possible worlds) than accounts that employ properties. Furthermore, intensions are unlikely to be able to perform tasks in areas outside semantics (like naturalistic ontology) that properties may be able to do. It is natural, for example, to suppose that things have the capacities that they do (e.g., the capacity to exert a force on a distant object) because of the properties they possess (e.g., gravitational mass). But it seems most unlikely that huge, set-theoretic intensions would be able to explain things like this.
Reductions of Properties
Some philosophers have construed intensions as providing a reduction of properties to intensions (properties are nothing over and above functions from the class of possible worlds to classes of objects). We have seen that this account has little to recommend it, and it is much better to view properties (including relations, and perhaps propositions) as primitive entities. Other philosophers, less concerned with formal matters, have sometimes envisioned a reduction of properties to sets of tropes; a discussion of some of the issues this involves will be found in the entry on tropes.
Difficulties
Every large-scale theory of the semantics of English generates anomalies of one sort of another. Furthermore, some accounts require very large ontologies and very finely-drawn distinctions. For example, on really fine-grained accounts of the identity conditions of properties, the relations loving and the converse of its converse are distinct relations. Similarly, the properties being red and square and being square and red are distinct. We might wonder whether such distinctions exist and (if they do) what enables us to match the right linguistic expressions with the right relation? How do we match ‘red and square’ and ‘square and red’ with the correct members of the relevant pair of properties (we will return to this matter below)?
If the properties needed for semantics are completely isolated from the natural world, the epistemological problems noted in the previous subsection (on the philosophy of mathematics) resurface. We might hope to avoid this by holding that all properties are either instantiated or that they can be constructed by a series of applications of logical operations (like conjunction and negation) from properties that are instantiated. But it is far from clear that we can "construct" properties to serve as the semantic values for all English predicative expressions in this way. But could we define properties to serve as semantic values for all the predicates that lack instances? Expressions like ‘witch’ have a good bit of open texture, and it is at best an open question whether we can define them in terms of properties that are actually instantiated.
Current property-based semantic theories do not accommodate vagueness. This is a serious shortcoming, because vague predicates (like ‘bald’) and vague nominalizations (like ‘baldness’) are the rule, rather than the exception. When property-based semantic theories are modified to accommodate them, their proponents will have to decide whether vagueness is an objective feature in the world itself (so that some properties themselves are vague, in the sense of having vague or fuzzy extensions), or whether all vagueness resides in language (with properties having precise extensions and vagueness arising because it is sometimes somewhat indeterminate which sharp-edged property a given predicate or nominalization denotes).
Recent empirical work on concepts reinforces the point that many concepts (and, with them, predicates) have a graded membership and goes on to stress the importance of phenomena like typicality. Some creatures are more typical examples of birds than others, and there is some evidence that we determine whether something is a bird by assessing how similar (according to some psychological standard of similarity) it is to typical birds. This and various other phenomena have inspired a range of accounts of the structures of concepts, beginning with Rosch's (1978) account of prototypes and now including other accounts like exemplar theory (where we store exemplars of a concept in memory and determine what other things fall under that concept by assessing how similar they are to those exemplars).
Different accounts may well apply to different sorts of concepts (and perhaps, derivatively, to the predicates associated with them). For example, most mathematical concepts do have sharp boundaries, whereas many everyday concepts do not. On many recent psychological accounts, concepts involve features and similarity relations. Since features (e.g., having feathers, having a beak) are properties, there is no reason why current property theories could not be emended and extended to make contact with such accounts, and it seems likely that this will be a fruitful line of inquiry in the future (see Margolis & Laurence, 1999, for a useful selection of papers on concepts).
Lessons about Properties
What do semantic theories based on properties tell us about the nature of properties? The lessons here are less straightforward than in the philosophy of mathematics, partly because a detailed semantic theory must include a number of elements in addition to a theory of properties. For example, it must include a theory about the underlying logic in which the theory of properties is formulated, a theory about the logical forms of various English constructions (e.g., belief-sentences, gerundive phrases, parenthetical clauses), and perhaps claims that certain apparent entailment relations among English sentences don't really hold (e.g., because they are implicatures rather than logical entailments).
In short, we test a total package of such assumptions when we see how well a semantic theory accommodates our intuitions about what entails what or which groups of sentences are consistent. Moreover, somewhat different theories of properties may provide equally good accounts if we make compensatory adjustments in their underlying logics, in their accounts of the logical form of various constructions, or in our views about implicatures. Still, we have seen enough to draw some tentative lessons about properties from their use in semantics.
Existence Conditions: If we want to account for the meanings of all predicates or all abstract singular terms (save for those which would lead to paradox), we need a very large stock of properties to serve as their semantic values (and since languages are extensible, we need properties to serve as the semantic values for any words that might ever be added).Identity Conditions: Even if we only aim to use properties as semantics values for run of the mill predicates, properties must be more finely individuated than sets. And if we hope to use properties as part of a systematic semantic account of belief attributions and other intensional idioms, they will have to be even more finely individuated than intensions. They will have to be (at least) nearly as finely individuated as the linguistic expressions that denote (or express) them.
Structure: If we want to account for the behavior of complex predicates or complex singular terms in a systematic way, properties need to have something akin to a logical structure (we will explore the relevant notion of structure in §8.2).
Modal Status: The use of properties in many parts of semantics does not obviously require that properties exist necessarily. But when we turn to portions of English that explicitly involve the alethic modalities and related notions, i.e., when we turn to sentences (like ‘Red is necessarily a color’, ‘7 is necessarily prime’), the most natural accounts will involve properties that exist necessarily.
Epistemic Status: If properties are used to furnish semantic values for a multitude of expressions of a natural language like English or Choctaw, then we will need a lavish realm of properties that includes properties that are not instantiated. If such properties raise epistemological problems, then there will be difficulties explaining how our linguistic behavior, here in the natural world, involves properties we couldn't know much about. Furthermore, the more facts about language we can know a priori, the more likely it is that we will need some sort of a priori access to properties.
4.3 Naturalistic Ontology
In recent years properties have played a central role in philosophical accounts of scientific realism, measurement, causation, dispositions, and natural laws. This is a less unified set of concerns than those encountered in the previous two subsections, but it is still a clearly recognizable area, and I will call it naturalistic ontology. The use of properties in naturalistic ontology is often less formal and more varied than the work in the areas we have examined. I will indicate the flavor of this work by describing several noteworthy treatments of topics in the area.
Scientific Realism
Even quite modest and selective versions of scientific realism are most easily developed with the aid of properties. This is so because they offer a way to account for the following phenomena.
Quantification over Properties
Claims that appear to quantify over properties are common in science.
- If one organism is fitter than a conspecific, then there is at least one property the first organism has that gives it a greater propensity to reproduce than the second.
- There are many inherited characteristics, but there are no acquired characteristics that are inherited.
- Properties and relations measured on an interval scale are invariant under positive linear transformations, but this isn't true of all properties and relations measured on ordinal scales.
- In a Newtonian world all fundamental ("meaningful") properties are invariant under Galilean transformations, whereas the fundamental properties in a special-relativistic world are those that are invariant under Lorentz transformation.
No one has any idea how to paraphrase most of these claims in a non-quantificational idiom, and they certainly seem to assert (or deny) the existence of various sorts of properties. The claim that this is in fact precisely what they do explains how they can be meaningful and, in many cases, true.
Functional Properties
Many important properties like being a simple harmonic oscillator, being a gene, being an edge detector, or being a belief are often thought to be functional properties. To be a gene, for example, is to play a certain causal role in the transmission of hereditary information, and it is in principle possible for quite disparate physical mechanisms to play this role. To say that something exemplifies a functional property is, roughly, to say that there are certain properties that it exemplifies and that together they allow it to play a certain causal role. For example, DNA molecules have certain properties that allow them to transmit genetic information in pretty much in the way described by Mendel's laws. Here again, we have quantifications over properties that seem unavoidable.
Causal Powers
Much explanation in science is causal explanation, and casual explanations often proceed by citing properties of the things involved in causal interactions. For example, electrons repel one another in the way that they do because they have the same charge (we will return to this below).
Reduction and Supervenience
A few decades ago claims that one sort of thing was reducible to a second were common; e.g., one often heard that the temperature of a gas is reducible to its mean molecular kinetic energy. Nowadays we are more likely to hear that one sort of thing supervenes on another: e.g., all biological (or all psychological) features of an organism supervene on its physical properties. Such claims make the best sense if we take them to involve properties. For example the claim that the psychological realm supervenes on the physical realm is plausibly construed as the claim that, necessarily, everything that has any psychological properties also has physical properties and any two things that have exactly the same physical properties will have exactly the same psychological properties. Disputes remain about the best way to spell out the fine print, but almost all of the candidates advert to properties.
Theory Change
Some philosophers of science, most notably Feyerabend and Kuhn, argue that theoretical terms draw their meaning from the theories within which they occur. Hence, they conclude, a change in theory causes a shift in the meanings of all of its constituent terms, and so different theories simply talk about different things. And since Newton's talk of ‘mass’ and Einstein's talk of ‘mass’ are about different things, their theories cannot be rationally compared; the theories are "incommensurable". The common realist rejoinder is that the reference of terms can remain the same even when the surrounding theory shifts (at least as long as it doesn't shift too much). Now it is certainly true that some realists have placed a greater explanatory burden on reference than it can bear. But for this response to work, even in cases of small shifts in theory, terms like ‘mass’ or ‘rest mass’ or ‘mass of 3.4kg’ must refer to something, and the most plausible candidate for this is a property.
Measurement
Various features of measurement are most easily explained by invoking properties.
Different ways to Measure the Same Thing
Simpler anti-realist theories of measurement (like operationalism) cannot explain how we can use different methods to measure the same thing, e.g., how we can use such different methods to measure lengths and distances in cosmology, geology, histology, and atomic physics. By contrast, the view that measurements aim to discover objective properties can explain this.
Measurement Error is a Fact of Life
In many sciences it is expected that estimates of the magnitude of measurement error will be reported along with measurement results. Indeed, in fields like econometrics and psychometrics, extremely detailed theories of error are always near center stage. But such talk makes little sense unless there is a fact about what a correct measurement would be. Since an object can have one magnitude (e.g., a rest mass of 3kg) at one time and a different magnitude (e.g., a rest mass of 4kg) at another time, the object alone cannot explain this. But it is quite naturally explained by assuming that the object instantiates two different mass properties (namely a rest mass of 3 kg, and a rest mass of 4 kg) at the two different times. It also explains why later techniques for measuring things can be more accurate than earlier methods (e.g., why Atwood's machine allowed him to measure the value of the gravitational constant much more accurately than his predecessors could).
Measurement Units are Often Specified Using Properties
Nowadays measurement units are often specified directly in terms of properties. At one time the meter was specified as the length of the standard meter bar in Paris, But we now specify the meter in terms of something that can in principle be instantiated anywhere in the world, e.g., as the length equal to a certain number of wavelengths (in a vacuum) of a particular color of light emitted by krypton 86 atoms.
These facts have led to several adaptations of the representational theory of measurement developed by Suppes and his coworkers to a framework involving properties (Mundy, 1987; Swoyer, 1987). Among other things, these accounts offer characterizations of the algebraic structure of many of the properties involved in measurement.
Causal Powers
Some philosophers have employed properties in reductive accounts of causation (cf. Tooley; 1987; Fales, 1990). It would take us too far afield to explore this work here, but it is worth noting that it is never a single, undifferentiated amorphous blob of an object (or blob of an event) that makes things happen. It is an object (or event) with properties. Furthermore, how it affects things depends on what these properties are. The liquid in the glass causes the litmus paper to turn blue because the liquid is an alkaline (and not because the liquid also happens to be blue). The Earth exerts a gravitational force of the moon because of their respective gravitational masses. And because explanations often cite causes, it is not surprising that explanations frequently cite properties: the liquid's being an alkaline explains why it turned the litmus paper blue (this doesn't preclude deeper explanations involving the molecular mechanisms that underlie this process, but they too will typically involve properties (like valence and charge)).
Some causal powers are deterministic: any object with a gravitational mass will exert a certain amount of force on an object with a certain gravitational mass at a certain distance from it. Others are indeterministic: photons can be prepared in a state that will give them a 50/50 chance of making it through a polarizer set at a certain angle. In some cases the only informative things we can say about a property are what tendencies or powers or capacities it confers on its instances. For example, the things we know about determinate charges have to do with the active and passive powers they confer on particles that instantiate them, their effects on the electromagnetic fields surrounding them, and the like. Thus, two negatively charged particles at a given distance will exert a force with a specific magnitude and direction on each other that depends on their respective charges (monadic properties) and the distance between them (a two-place relation) in accordance with Coulomb's law. Similar points hold for many other properties in science, including mass, momentum, force, electrical resistance, tensile strength, torque, and spin.
Such facts have led some philosophers to claim that properties are essentially dispositional, or even that properties just are dispositions. This led to a debate over whether all properties are dispositional (like charge and spin are) or whether some were non-dispositional (perhaps like squareness). The discussion here was considerably clarified by Shoemaker's (1984, p. 210ff) claim that it is linguistic items, rather than properties, that are dispositional or not. Some predicates, e.g., ‘fragile’, ‘flexible’, and ‘irascible’ are dispositional, whereas predicates, e.g., ‘square’ and ‘table’ arguably are not. But all properties confer causal powers on their instances; a square peg does not have the capacity to fit into a round hole (below a certain size).
Properties and Powers
Philosophers who focus on the causal or nomological capacities that properties confer on their instances often urge that properties are identical just in case they confer the same capacities on their instances (e.g., Achinstein, 1974; Armstrong, 1978, Ch. 16; Shoemaker 1984, Ch. 10-11). This general idea leaves us with questions about the relationship between properties and the capacities they bestow, but using fairly intuitive (though not incontrovertible) counting principles for properties and capacities, we can say the following:
Different Properties, Same Power: Different properties can bestow the same powers on their instances. For example, charge and gravitational mass both bestow a power to exert a force on nearby objects (that have the right sorts of properties).Same Property, Different Powers: A single property can bestow different powers on its instances. For example, a determinate charge like the unit negative charge that characterizes electrons confers an ability to exert an attractive force on positively-charged particles and it confers an ability to exert a repulsive force on negatively-charged particles.
Although the connection between properties and powers is important, it isn't fully understood. Is a capacity an additional sort of property over and above the property that confers it? This sounds unduly complicated, but if this is not the case we need an account of the relationship.
Laws of Nature
Properties have played a central role in several recent accounts of natural laws. I will focus on two accounts that put properties at center stage; hybrids are possible, but the examples discussed here typify much recent work.
N-relation Theories
Laws of nature (e.g., the ideal gas laws, Newton's laws, Shrödinger's equation, Einstein's field equations for general relativity, conservation laws) have several important features, and the task of a philosophical account of laws is to explain how this is so. Different philosophers view different (and sometimes incompatible) features as central to laws, but those who favor what I will call N-relation theories agree that laws have (at least most of) the following five features. I will focus primarily on deterministic laws, not because they are more important than probabilistic laws, but because if an account cannot get deterministic laws right, it will have little chance with probabilistic laws.
- Laws are objective. We don't invent laws, we discover them.
- Laws have modal force. This shows up when we describe laws (or their implications) using words like ‘must’, ‘require’, ‘preclude’, and ‘impossible’.
- Laws, unlike accidental generalizations, are confirmed by their instances and underwrite predictions.
- The line between laws and non-laws is sharp; nomologicality does not come in degrees (this is implicit in the work of many N-relation theorists; Armstrong, 1983, p. 71 notes that his account depends on it).
- Laws have genuine explanatory power. They play a central role in scientific explanation that accidental generalizations cannot.
In the more exact sciences these first-order properties (our Fs and Gs) will typically be determinate magnitudes like a kinetic energy of 1.6 × 10-2 joule or a force of 1 newton or an electrical resistance of 12.3 ohms (rather than mass or force or resistance simpliciter). Hence the laws specified by an equation (like Newton's second law) are really infinite families of specific laws where each specific, determinate mass m (a scalar, and so a monadic property) and total impressed force f (a vector, and so a relational property) stand in the N-relation to the appropriate relation (vector) of acceleration a (= f/m).
The Background: N-Relation Theories vs. Regularity Theories
The dominant accounts of laws during much of this century were regularity theories, and N-relation theories were originally devised to avoid perceived shortcomings of these earlier accounts. There are many versions of the regularity theory, but they share the core idea that laws are simply contingent regularities (or the sentences expressing them). On such views there is no metaphysical difference between genuine laws and true accidental generalizations (at least accidental generalizations involving purely qualitative predicates or properties) like ‘all cubes of pure gold weigh less than ten tons’ (which I'll assume is true). According to regularity theorists, the only difference between laws and accidental regularities is that laws have some special epistemic or pragmatic or logical trappings (e.g., they contain projectible predicates like ‘rest mass’ rather than ‘grue’ or they form part of a powerful deductive theory). The most prominent version of the regularity theory nowadays is the Ramsey-Lewis account, according to which laws are those universal generalizations that would be part of the overall systematization of our theories about the world that best combines simplicity and strength.
One of the chief attractions of regularity theories is that they have a relatively low epistemological cost. We observe instances of many regularities here in the actual world, and the additional features used to upgrade regularities to laws are not epistemically problematic in any deep way. Indeed, although there are various detailed problems with regularity theories, the major issues between N-relation theorists and regularity theorists involve the fundamental ontological tradeoff. According to N-relation theorists, regularity theories only achieve their epistemic security by being so weak that they cannot explain the fundamental features of laws. Regularity theorists counter that the N-relation is a mysterious bit of metaphysics, and that there is no way we could ever gain epistemic access to it. N-relation theorists respond that we should believe in it because it provides the best explanation of the five items on the above list. Is this response plausible? To evaluate it we need to look briefly at how those explanations are supposed to work.
N-relation Theories: Sample Explanations
Objectivity
According to N-relation theories, laws are objective because the N-relation relates those properties it does quite independently of our language and thought (in the case of properties that don't specifically involve our language or thought). By contrast, the epistemic and pragmatic features used by regularity theorists to demarcate laws from accidental generalizations are too anthropocentric to account for the objectivity of laws.
Modal Force
Many laws seem to necessitate some things and to preclude others. Pauli's exclusion principle requires that two fermions occupy different quantum states. The special theory of relativity doesn't allow a signal to be propagated at a velocity exceeding that of light. The laws of thermodynamics show the impossibility of perpetual motion machines. Conservation laws assure us that such quantities as angular momentum, mass-energy, and charge cannot be created or destroyed. The modal force of laws is also said to manifest itself in the way laws support counterfactuals; had there been a tenth planet, it too would have obeyed Kepler's Laws. But, N-relation theorists insist, since regularity theorists forswear everything modal, they can never account for the modal aspects of laws.
Confirmation and Prediction
N-relation theorists often argue that their accounts can, and that regularity theories cannot, explain how laws are confirmed by their instances. If laws were mere regularities, then the fact that observed Fs have been Gs would give us no reason to conclude that those Fs we haven't encountered will also be G. If the Fs we have observed are to be relevant to our belief that unobserved Fs are Gs, then there needs to be something about an object's being F that requires (or, in the case of probabilistic laws, makes it probable) that it will also be G. And if the properties F and G stand in a nomic relation, then the properties themselves (and not merely their instances) are related in a law-like way. Hence, if N-relation accounts are right, there will be something about an object's being an F that will make it be a G, and the examined cases will be related to the unexamined cases in the relevant way.A Nice Sharp Line
Properties either stand in the N-relation or they do not. When they do, we have a law; when they do not, we don't.
Explanation
The accidental regularity that all cubes of gold weigh less than ten tons doesn't explain why any particular cube of gold weighs less than ten tons. But, N-relation theorists often argue, if one property nomically necessitates a second, that does explain why anything having the first also has the second.
The Upshot
If N-relation accounts are on the right track, there is a reasonably rich realm of properties that is structured by one or more nomic relations. But before drawing this conclusion we should note that N-relation theories face difficulties of their own. Indeed, it is unclear whether N-relation theories can successfully explain all of the things they were introduced to explain, but we will focus on two more general difficulties here. (A fuller discussion of the problems for N-relation theories can be found in the supplementary document Difficulties for N-relation Accounts of Natural Laws.) First, it is not clear how to extend N-relation accounts to deal with several important kinds of laws, most prominently conservation laws and symmetry principles. Second, even in the case of laws that can be coaxed (or crammed) into the N-relation scheme, the account involves a highly idealized notion whose connection to the things that go by the name ‘law’ in labs and research centers is rather remote.
At this point some philosophers propose a distinction between the current laws of science and the true laws of nature. The former are approximate, idealized and provisional, whereas the later are precise, definite and unchanging. Furthermore, they continue, while it is perfectly respectable for philosophers to discuss the current laws of science, philosophy should also provide an account of the true laws of nature. But although some philosophers propose lists (like the one above) of features that are supposed to characterize the true laws of nature, it is not clear that there are any laws of this sort. At all events, current science doesn't force this conclusion on us, and the claim that there are such laws involves a bit of metaphysical speculation.
Properties, Powers and Laws
If we begin with actual scientific laws, we are likely to come up with quite different features from those on the list above.
- Laws almost always involve approximation and idealization Sometimes the idealization is so great that a law is quite inaccurate over parts of the range of phenomena it is supposed to cover (as is the law for the simple pendulum or the general gas laws). Most laws only hold ceteris paribus, "other things being equal," but other things rarely are.
- When we apply a law to a situation, we often use a highly simplified version of the law that everyone acknowledges is false.
- Laws are not in any straightforward way confirmed by their instances. Actual data and phenomena that provide evidence for a law rarely fit it exactly (even when we discount for measurement error).
- We often explain things by citing the causal mechanisms and processes they involve, rather than by subsuming them under general laws. For example, we do not explain why all crows are black by saying (in some more idiomatic way) that the N-relation holds between the properties being a crow and being black. We explain it by finding causal (in this case genetic) mechanisms that link the two properties. In other cases we appeal to a deeper theory, e.g., we explain why Kepler's laws hold (to the extent that they do) by deriving (approximations of) them from Newton's laws.
- The distinction between laws and accidental generalizations is a matter of degree. We often talk as though some laws (e.g., various conservation laws) are very fundamental and robust, while other laws (e.g., Hooke's Law, Boyle's Law, Gresham's Law) are less so.
A philosopher who sees 1-5 as central features of laws will be drawn to an account that is very different from that proposed by N-relation theorists. Far from involving universal (or even precise probabilistic) nomological relations, actual laws are idealized, approximate, and limited in scope (often applying only to highly artificial systems created in laboratories or even just to simplified models of real systems).
When N-relation theories first appeared on the scene much of their appeal was that they promised a better account of the objectivity and (perhaps) the modal status of laws than regularity theories could provide. But it is now possible to discern the beginnings of an account that explains these things (to the limited degree that they hold) and that also explains how actual laws work. I will quickly sketch a generic version of such an account here (several versions are in the air, but most of them owe a large debt to Cartwright, 1983; 1989).
We have already noted that (at least many) properties confer causal capacities and tendencies on their instances. For example, electrically charged particles have a capacity to exert forces on other particles and to affect an electromagnetic field around them in virtue of the property of having a specific, determinate charge. This is a perfectly objective fact, and it has a certain modal force (if the particles had moved away from each other, the forces would have fallen off with the square of the distance between them). This suggests the view that laws result from the operations of capacities (including probabilistic capacities). Laws tell us what happens when we shield off (or hold constant) the influence of other capacities and allow a single capacity (or just a few capacities) to work without interference. In a few cases we can shield the operation of a single capacity from outside influences in a way that allows us to make fairly precise and accurate predictions, and cases like this may approximate the N-relation theorist's conception of a law. But most laws, and most applications of laws, aren't like this. The detailed behavior of most things, including many relatively simple physical systems, results from the joint operation of many capacities or tendencies, and often it cannot be predicted, or even explained, on the basis of such laws. Accounts like Cartwright's take science at face value and they leave room for laws in fields other than basic physics. But for our purposes the most important thing about them is that they, like N-relation theories, place properties at center stage.
Lessons About Properties
The work discussed in this subsection suggests that properties include determinate physical magnitudes like being a mass of 3.7 kg and being an electrical resistance of 7 ohms. Furthermore, such properties typically form families of ordered determinates (e.g., the family of determinate masses) that have a definite algebraic structure (Mundy, 1987; Swoyer, 1987). It also suggests that a fundamental feature of at least many properties is that they confer causal capacities on their instances. Work on naturalistic ontology doesn't entail detailed answers to every question about the nature of properties, but it does suggest answers to some of them.
Existence Conditions: A natural, though not inevitable, conclusion to draw from the work discussed in this subsection is that properties exist only if they confer causal or nomological capacities on their instances. For properties: to be is to (be able to) confer causal capacities.Identity Conditions: The most natural conclusion to draw here is that properties are identical just in case they confer exactly the same causal powers on their instances.
Structure: If N-relation theories are right, the realm of properties is structured in at least the minimal sense that many pairs of properties stand in one or more higher-order nomological relations. Properties are also related to the causal powers they confer on their instances in some intimate, though not clearly understood, way.
Modal Status: If laws of nature are metaphysically necessary, then properties that actually stand in the N-relation stand in that relation in all possible worlds in which they exist. The fact that properties confer causal powers on their instances is also naturally understood as the claim that the instances of a property have those powers in all possible worlds in which that property exists.
Epistemic Status: Philosophers who employ properties to provide explanations in naturalistic ontology typically hold that we learn about properties empirically. On some accounts all properties are instantiated, and we learn about them because their instances affect our sensory apparatus or our measuring instruments. On other accounts some properties are uninstantiated, but they are related to properties that are instantiated in systematic ways. For example, a specific determinate mass (e.g., 4 kg) might be uninstantiated, but we can describe it quite precisely (as twice as great a mass as 2 kg, which is, let us suppose, exemplified). Furthermore, we can say what causal powers it would have conferred on its instances, had it had any (e.g., we can say what gravitational force its instances would have exerted on a 2 kg object 5 meters away).
At this point it is useful to step back to note the fundamental way in which the general conception of properties discussed in this subsection differs from many of the conceptions discussed earlier. On those earlier conceptions at least many properties are causally inert, other-worldly, abstract entities that exist outside space and time; they are timeless, necessary beings, and since we cannot come into causal contact with them, our knowledge of them is problematic.
By contrast, the view that emerges from much of the work in naturalistic ontology treats properties as contingent beings that are intimately related to the causal, spatio-temporal order, and we learn what properties there are and what they are like through empirical investigation. Such properties are not much like meanings or concepts, and so it is possible to discover that a property conceived of in one way (e.g., the property of being water) is identical with a property conceived in some quite different way (e.g., the property of being H2O). It might be misleading to call such properties ‘concrete’ (the standard antonym of the slippery word ‘abstract’), but it isn't quite right to call them ‘abstract’ either. Indeed, the stark dichotomy between the abstract and concrete is probably too simple to be useful here.
5 Existence Conditions
What properties are there? Under what conditions does a property exist? In formal accounts — those modeled on axiomatic set theory or axiomatic treatments of other mathematical entities — the goal is typically to find formal principles (like comprehension schemas) that state sufficient (and, with luck, necessary) conditions for the existence of properties. But the basic issues about the existence conditions of properties are not really formal ones. Indeed, views about their existence conditions typically derive from an interplay of views about the explanatory tasks of properties and legitimate constraints on philosophical explanation.
We can view the array of views about the existence conditions of properties as a continuum, with claims that the realm of properties is sparse over on the right (conservative) end and claims that it is bountiful over on the left (liberal) end.
5.1 Minimalism
According to minimalist conceptions of properties, the realm of properties is sparsely populated. This is a comparative claim (it is more thinly populated than many realists suppose), rather than a claim about cardinality. Indeed, a minimalist could hold that there is a large infinite number of properties, say that there are at least as many properties as real numbers. This would be a natural view, for example, for a philosopher who thought that each value of a physical magnitude is a separate property and that field theories of such properties as gravitational potentials are correct in their claim that the field intensity drops off continuously as we move away from the source of the field.
The best-known contemporary exponent of minimalism is David Armstrong (e.g., 1978, 1984, 1997), though it has also been defended by others (e.g., Swoyer, 1996). Specific reductionist motivations (e.g., a commitment to physicalism) can lead to minimalism, but here we will focus on more general motivations. These motivations typically involve some combination of the view that everything that exists at all exists in space and time (or space-time), a desire for epistemic security, and a distrust of modal notions like necessity. Hence, a minimalist is likely to subscribe to at least most of the following four principles.
1. The Principle of Instantiation
The principle of instantiation says that there are no uninstantiated properties. For properties: to be is to be exemplified. Taken alone the principle of instantiation doesn't enforce a strong version of minimalism, since it might be that a wide array of properties are exemplified. For example, someone who thinks that numbers or individual essences or other abstract objects exist would doubtless think that a vast number of properties are exemplified. So it is useful to distinguish two versions of the principle of instantiation.
Weak Instantiation: All properties are instantiated; there are no uninstantiated properties.Strong Instantiation: All properties are instantiated by things that exist in space and time (or, if properties can themselves instantiate properties, each property is part of a descending chain of instantiations that bottoms out in individuals in space and time).
Armstrong (1978) holds that properties enjoy a timeless sort of existence; if a property is ever instantiated, then it always exists. A more rigorous minimalism holds that properties are mortal; a property only exists when it is exemplified. This account has an admirable purity about it, but it is hard pressed to explain very much; for example, if laws are relations among properties, then a law would seem to come and go as the properties involved did.
2. Properties are Contingent Beings
Philosophers who subscribe to the strong principle of instantiation are almost certain to hold that properties are contingent beings. It is a contingent matter just which individuals exist and what properties they happen to exemplify, so it is a contingent matter what properties there are.
3. The Empirical Conception of Properties
A natural consequence of the view that properties are contingent beings is that questions about which properties exist are empirical. There are no logical or conceptual or any other a priori methods to determine which properties exist.
4. Properties are Coarse Grained
Those who hold that properties are very finely individuated will be inclined to hold that the realm of properties is fairly bountiful. For example, if the relation of loving and the converse of its converse (and the converse of the converse of that, and so on) are distinct, then properties will be plentiful. Minimalists, by contrast, are more likely to hold that properties are identical just in case they necessarily have the same instances or just in case they bestow the same causal powers on their instances. On these views the converse of the converse of a binary relation will just be that relation itself (we will return to this matter in the section on identity conditions of properties).
Locations?
The strong principle of instantiation opens the door to the claim that properties are literally located in their instances. This is a version of Medieval philosophers' doctrine of universalia in rebus, which was contrasted with the picture of universalia ante rem, the view that properties are transcendent beings that exist apart from their instances. With properties firmly rooted here in the spatio-temporal world, it may seem less mysterious how we could learn about them, talk about them, and use them to provide illuminating explanations. For it isn't some weird, other-worldly entity that explains why this apple is red; it is someth

